SEC Form 4 · accession 0001042167-17-000056
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Shuster Steiner
Officer — President and CEO · Director · 10% Owner
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Jun 9, 2017 | P | 40,000 | $1.2805 | A | 40,000 | I | Note |
| Common Stock, par value $.01 per shareF3,F2 | Jun 12, 2017 | P | 15,000 | $1.2598 | A | 55,000 | I | Note |
| Common Stock, par value $.01 per share | holding | — | — | — | 645,502 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.25 to $1.29. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Shares are held by the reporting person's self-directed IRA.
- F3The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.245 to $1.26. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.