SEC Form 4 · accession 0001042167-17-000046
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Fisch
Director · 10% Owner
Period of report
May 17, 2017
Accepted (ET)
May 22, 2017 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | May 17, 2017 | P | 5,000 | $1.01 | A | 5,000 | I | Note |
| Common Stock, par value $.01 per shareF2,F1 | May 22, 2017 | P | 19,750 | $1.0234 | A | 24,750 | I | Note |
| Common Stock, par value $.01 per shareF3 | holding | — | — | — | 54,504 | D | ||
| Common Stock, par value $.01 per shareF4 | holding | — | — | — | 606,536 | I | Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by the reporting person's self-directed IRA.
- F2The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.02 to $1.0268. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Includes 45,112 shares of Common Stock held jointly by the reporting person and his spouse.
- F4The securities are held by K&H Fisch Family Partners, LLC, of which the reporting person is the sole manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.