SEC Form 4 · accession 0001042167-16-000302
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
O B Parrish
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Dec 15, 2016 | P | 10,000 | $1.042 | A | 824,849 | D | |
| Common Stock, par value $.01 per shareF2 | holding | — | — | — | 233,501 | I | Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.02 to $1.05. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2The reporting person is deemed to indirectly own 233,501 shares held by Phoenix Health Care of Illinois, Inc. ("Phoenix"), of which the reporting person is an officer, director and shareholder. The reporting person disclaims beneficial ownership in the shares held by Phoenix except to the extent of his pecuniary interest therein.