SEC Form 4 · accession 0001042167-16-000290
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michele Greco
Officer — Executive VP and CFO
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Oct 31, 2016 | M | 3,333 | — | A | 71,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Receive Common StockF1 | — | Oct 31, 2016 | M | 3,333 | A | Oct 31, 2016 | Oct 31, 2016 | Common Stock | 3,333 | 0 | D |
Explanation of responses
- F1The reporting person had the right to receive at her election either 3,333 shares of FHCO common stock or cash based on the market value of 3,333 shares of FHCO common stock as of October 31, 2016, which was $0.95 per share. The reporting person elected to receive 3,333 shares of FHCO common stock.