SEC Form 4 · accession 0001042167-16-000279
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna Felch
Director
Period of report
Aug 27, 2016
Accepted (ET)
Sep 9, 2016 · 12:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Aug 27, 2016 | M | 8,333 | — | A | 122,715 | D | |
| Common Stock, par value $.01 per shareF1 | Aug 27, 2016 | D | 8,333 | $1.32 | D | 114,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Receive Common StockF1 | — | Aug 27, 2016 | M | 8,333 | A | Aug 27, 2016 | Aug 27, 2016 | Common Stock | 8,333 | 0 | D |
Explanation of responses
- F1The reporting person had the right to receive at her election either 8,333 shares of FHCO common stock or cash based on the market value of 8,333 shares of FHCO common stock as of August 27, 2016, which was $1.32 per share. The reporting person elected to receive cash based on the market value of 8,333 shares of FHCO common stock as of August 27, 2016.