SEC Form 4 · accession 0001042167-16-000262
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Love Jr.
Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Aug 12, 2016 | P | 3,786 | $1.32 | A | 93,712 | D | |
| Common Stock, par value $.01 per share | Aug 12, 2016 | P | 300 | $1.315 | A | 94,012 | D | |
| Common Stock, par value $.01 per share | Aug 15, 2016 | P | 700 | $1.32 | A | 94,712 | D | |
| Common Stock, par value $.01 per shareF1 | holding | — | — | — | 418,517 | I | Note | |
| Common Stock, par value $.01 per share | holding | — | — | — | 30,000 | I | By Spouse | |
| Common Stock, par value $.01 per shareF2 | holding | — | — | — | 30,000 | I | Note | |
| Common Stock, par value $.01 per shareF3 | holding | — | — | — | 33,334 | I | Note | |
| Common Stock, par value $.01 per shareF4 | holding | — | — | — | 47,600 | I | Note | |
| Common Stock, par value $.01 per shareF5 | holding | — | — | — | 34,334 | I | Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is deemed to indirectly own 418,517 shares held by Hallmark Investment Corporation, of which the reporting person is an officer, director and shareholder. The reporting person disclaims beneficial ownership in the shares held by Hallmark Investment Corporation except to the extent of his pecuniary interest therein.
- F2Shares are held by the reporting person's self-directed IRA.
- F3Shares are held by a profit sharing plan, of which the reporting person is a beneficiary.
- F4The reporting person is deemed to indirectly own 47,600 shares held by a family partnership, of which the reporting person is the sole managing partner. The reporting person disclaims beneficial ownership in the shares held by such family partnership except to the extent of his pecuniary interest therein.
- F5The reporting person is deemed to indirectly own 34,334 shares held by a family limited liability company, of which the reporting person is the sole manager. The reporting person disclaims beneficial ownership in the shares held by such family limited liability company except to the extent of his pecuniary interest therein.