SEC Form 4 · accession 0001042167-16-000234
VERU INC. · VERU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michele Greco
Officer — Exec. VP and CFO
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Apr 4, 2016 | A | 15,000 | $0.00 | A | 63,845 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $1.82 | Apr 4, 2016 | A | 15,000 | A | Apr 4, 2017 | Apr 4, 2026 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Options for one-half of the shares vest on April 4, 2017 and the remaining one-half vest on April 4, 2018.