SEC Form 4 · accession 0001127602-18-025957
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Benet
Officer — Vice Chairman and CFO
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 8,876 | $78.65 | A | 94,176 | D | |
| Common Stock | Aug 21, 2018 | S | 8,876 | $132.00 | D | 85,300 | D | |
| Common Stock | holding | — | — | — | 867 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 7,954 | I | In Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $78.65 | Aug 21, 2018 | M | 8,876 | D | Feb 5, 2016 | Feb 5, 2023 | Common Stock | 8,876 | 0 | D |
Explanation of responses
- F1This transaction was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's Form 10-Q filed on July 19, 2018 with the Securities and Exchange Commission.