SEC Form 4 · accession 0001127602-18-025863
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy F Bessette
Officer — EVP and Chief Admin Officer
Period of report
Aug 17, 2018
Accepted (ET)
Aug 21, 2018 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2018 | G | 776 | $0.00 | D | 10,551 | D | |
| Common Stock | Aug 17, 2018 | S | 1,500 | $130.758 | D | 9,051 | D | |
| Common Stock | Aug 17, 2018 | M | 7,392 | $106.04 | A | 16,443 | D | |
| Common StockF1 | Aug 17, 2018 | S | 7,392 | $130.781 | D | 9,051 | D | |
| Common Stock | holding | — | — | — | 1,454 | I | 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 22 | I | By Reporting Person as Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $106.04 | Aug 17, 2018 | M | 7,392 | D | Feb 3, 2018 | Feb 3, 2025 | Common Stock | 7,392 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $130.77 to $130.80. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Reporting Person disclaims beneficial ownership of these shares.