SEC Form 4 · accession 0001127602-18-011698
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Benet
Officer — Vice Chairman and CFO
Period of report
Mar 14, 2018
Accepted (ET)
Mar 15, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 4,437 | $78.65 | A | 89,737 | D | |
| Common StockF2 | Mar 14, 2018 | S | 2,100 | $140.761 | D | 87,637 | D | |
| Common StockF3 | Mar 14, 2018 | S | 2,337 | $141.271 | D | 85,300 | D | |
| Common Stock | holding | — | — | — | 857 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 7,954 | I | In Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $78.65 | Mar 14, 2018 | M | 4,437 | D | Feb 5, 2016 | Feb 5, 2023 | Common Stock | 4,437 | 39,935 | D |
Explanation of responses
- F1This transaction was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's Form 10-K filed on February 15, 2018 with the Securities and Exchange Commission.
- F2Represents the weighted average sales price for price increments ranging from $140.02 to $141.01. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Represents the weighted average sales price for price increments ranging from $141.05 to $141.68. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.