SEC Form 4 · accession 0001127602-18-008062
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Franklin Spence III
Officer — EVP & General Counsel
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 21, 2018 | A | 4,872 | $0.00 | A | 6,452 | D | |
| Common Stock | Feb 21, 2018 | F | 1,902 | $139.72 | D | 4,550 | D | |
| Common Stock | Feb 22, 2018 | S | 2,970 | $138.68 | D | 1,580 | D | |
| Common StockF2 | holding | — | — | — | 24,065 | I | In Trust | |
| Common StockF4 | holding | — | — | — | 935 | I | In Trust for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common stock paid out upon achievement of performance objectives contained in performance share rights granted in 2015.
- F2Reflects the transfer of shares previously held directly by the Reporting Person. Such shares are now held indirectly.
- F3This transaction was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. In its Form 10-K filed on February 15, 2018, the Issuer previously disclosed the potential for executive sales of common stock, including through Rule 10b5-1 trading plans.
- F4The Reporting Person disclaims beneficial ownership of these shares.