SEC Form 4 · accession 0001127602-18-006637
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Schnitzer
Officer — Chairman and CEO · Director
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2018 | M | 69,575 | $56.81 | A | 181,901 | D | |
| Common StockF1 | Feb 14, 2018 | S | 69,575 | $140.489 | D | 112,326 | D | |
| Common StockF2 | holding | — | — | — | 93 | I | By Reporting Person As Custodian For Children | |
| Common StockF2 | holding | — | — | — | 14,340 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $56.81 | Feb 14, 2018 | M | 69,575 | D | Feb 1, 2014 | Feb 1, 2021 | Common Stock | 69,575 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $140.31 to $140.76. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2The Reporting Person disclaims beneficial ownership of these securities.