SEC Form 4 · accession 0001127602-18-004105
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd C Schermerhorn
Director
Period of report
Dec 7, 2017
Accepted (ET)
Feb 5, 2018 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 7, 2017 | P | 1,120 | $134.21 | A | 4,185 | D | |
| Common Stock | Jan 26, 2018 | S | 1,120 | $149.08 | D | 3,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions occurred in a broker-managed account, were executed contrary to the Reporting Person's instructions and are being promptly reported following the Reporting Person becoming aware of them. The Reporting Person has agreed to pay to the Company the full amount of the short-swing profit that may be deemed to have been realized in connection with these transactions, less transaction costs.
- F2Includes 67.812 shares of deferred stock units acquired since February 9, 2017 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.