SEC Form 4 · accession 0001127602-18-002784
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian W Maclean
Officer — President & COO
Period of report
Jan 26, 2018
Accepted (ET)
Jan 29, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | M | 88,607 | $39.19 | A | 211,293 | D | |
| Common StockF1 | Jan 26, 2018 | S | 46,459 | $149.069 | D | 164,834 | D | |
| Common StockF2 | Jan 26, 2018 | S | 42,148 | $149.539 | D | 122,686 | D | |
| Common Stock | holding | — | — | — | 650 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $39.19 | Jan 26, 2018 | M | 88,607 | D | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 88,607 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $148.26 to $149.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Represents the weighted average sales price for price increments ranging from $149.26 to $150.19. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.