SEC Form 4 · accession 0001127602-17-033545
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria Olivo
Officer — EVP-Treasurer
Period of report
Nov 29, 2017
Accepted (ET)
Nov 30, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | M | 8,185 | $39.19 | A | 88,696 | D | |
| Common StockF1 | Nov 29, 2017 | S | 8,185 | $134.131 | D | 80,511 | D | |
| Common Stock | Nov 29, 2017 | M | 25,040 | $51.09 | A | 105,551 | D | |
| Common StockF2 | Nov 29, 2017 | S | 25,040 | $134.197 | D | 80,511 | D | |
| Common Stock | holding | — | — | — | 286 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $39.19 | Nov 29, 2017 | M | 8,185 | D | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 8,185 | 0 | D |
| Stock Options (Right to Buy) | $51.09 | Nov 29, 2017 | M | 25,040 | D | Feb 2, 2013 | Feb 2, 2020 | Common Stock | 25,040 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $133.96 to $134.31. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Represents the weighted average sales price for price increments ranging from $134.07 to $134.28. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.