SEC Form 4 · accession 0001127602-17-033111
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Frederick Klein
Officer — EVP & President, Personal Ins.
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 9:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 20,077 | $59.74 | A | 21,619 | D | |
| Common StockF1 | Nov 21, 2017 | S | 20,077 | $130.676 | D | 1,542 | D | |
| Common Stock | holding | — | — | — | 1,575 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $59.74 | Nov 21, 2017 | M | 20,077 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 20,077 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $130.55 to $131.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.