SEC Form 4 · accession 0001127602-17-025619
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Franklin Spence III
Officer — EVP & General Counsel
Period of report
Aug 14, 2017
Accepted (ET)
Aug 15, 2017 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 14, 2017 | S | 4,800 | $128.73 | D | 1,795 | D | |
| Common StockF2 | holding | — | — | — | 23,850 | I | In Trust | |
| Common StockF3 | holding | — | — | — | 935 | I | In Trust for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $128.71 to $128.76. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the transfer of shares previously held indirectly in trust by the Reporting Person. Such shares are now held directly.
- F3The Reporting Person disclaims beneficial ownership of these shares.