SEC Form 4 · accession 0001127602-17-025455
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Kunkel
Officer — EVP & Pres., Bond & Spec. Ins.
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2017 | M | 6,214 | $78.65 | A | 25,575 | D | |
| Common StockF1 | Aug 10, 2017 | S | 6,214 | $129.432 | D | 19,361 | D | |
| Common Stock | Aug 10, 2017 | M | 13,635 | $80.35 | A | 32,996 | D | |
| Common StockF2 | Aug 10, 2017 | S | 13,635 | $129.333 | D | 19,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $78.65 | Aug 10, 2017 | M | 6,214 | D | Feb 5, 2016 | Feb 5, 2023 | Common Stock | 6,214 | 0 | D |
| Stock Options (Right to Buy) | $80.35 | Aug 10, 2017 | M | 13,635 | D | Feb 4, 2017 | Feb 4, 2024 | Common Stock | 13,635 | 9,595 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $129.30 to $129.57. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sales price for price increments ranging from $129.21 to $129.56. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.