SEC Form 4 · accession 0001127602-17-025403
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Benet
Officer — Vice Chairman and CFO
Period of report
Aug 9, 2017
Accepted (ET)
Aug 10, 2017 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2017 | M | 16,566 | $59.74 | A | 93,872 | D | |
| Common StockF2 | Aug 9, 2017 | S | 16,566 | $130.005 | D | 77,306 | D | |
| Common Stock | holding | — | — | — | 848 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 7,079 | I | In Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $59.74 | Aug 9, 2017 | M | 16,566 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 16,566 | 0 | D |
Explanation of responses
- F1This transaction was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's Form 10-Q filed on July 20, 2017 with the Securities and Exchange Commission.
- F2Represents the weighted average sales price for price increments ranging from $130.00 to $130.01. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.