SEC Form 4 · accession 0001127602-17-024162
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Frederick Klein
Officer — EVP & President, Personal Ins.
Period of report
Jul 25, 2017
Accepted (ET)
Jul 26, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2017 | G | 500 | $0.00 | D | 1,542 | D | |
| Common Stock | Jul 25, 2017 | M | 4,051 | $56.81 | A | 5,593 | D | |
| Common Stock | Jul 25, 2017 | S | 4,051 | $127.44 | D | 1,542 | D | |
| Common Stock | Jul 25, 2017 | M | 6,000 | $59.74 | A | 7,542 | D | |
| Common Stock | Jul 25, 2017 | S | 6,000 | $127.49 | D | 1,542 | D | |
| Common Stock | holding | — | — | — | 1,566 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $56.81 | Jul 25, 2017 | M | 4,051 | D | Feb 1, 2014 | Feb 1, 2021 | Common Stock | 4,051 | 0 | D |
| Stock Options (Right to Buy) | $59.74 | Jul 25, 2017 | M | 6,000 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 6,000 | 20,077 | D |