SEC Form 4 · accession 0001127602-17-024151
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Heyman
Officer — Vice Chairman & Chief Inv Off
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2017 | M | 14,000 | $80.35 | A | 253,744 | D | |
| Common StockF1 | Jul 24, 2017 | S | 10,000 | $125.55 | D | 243,744 | D | |
| Common StockF2 | Jul 24, 2017 | S | 4,000 | $126.38 | D | 239,744 | D | |
| Common Stock | Jul 25, 2017 | M | 10,000 | $80.35 | A | 249,744 | D | |
| Common StockF3 | Jul 25, 2017 | S | 10,000 | $127.83 | D | 239,744 | D | |
| Common Stock | holding | — | — | — | 1,429 | I | 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 2,256 | I | Held By Spouse | |
| Common StockF4 | holding | — | — | — | 250 | I | In Trust For Stepson |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $80.35 | Jul 24, 2017 | M | 14,000 | D | Feb 4, 2017 | Feb 4, 2024 | Common Stock | 14,000 | 25,979 | D |
| Stock Options (Right to Buy) | $80.35 | Jul 25, 2017 | M | 10,000 | D | Feb 4, 2017 | Feb 4, 2024 | Common Stock | 10,000 | 15,979 | D |
Explanation of responses
- F1Represents the weighted average sales price for increments ranging from $125.25 to $126.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sales price for increments ranging from $126.25 to $126.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average sales price for increments ranging from $127.79 to $128.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4The Reporting Person disclaims beneficial ownership of these shares.