SEC Form 4 · accession 0001127602-17-015510
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Frederick Klein
Officer — EVP & President, Personal Ins.
Period of report
Apr 24, 2017
Accepted (ET)
Apr 26, 2017 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2017 | M | 20,300 | $56.81 | A | 22,342 | D | |
| Common StockF1 | Apr 24, 2017 | S | 20,300 | $119.875 | D | 2,042 | D | |
| Common Stock | holding | — | — | — | 1,558 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $56.81 | Apr 24, 2017 | M | 20,300 | D | Feb 1, 2014 | Feb 1, 2021 | Common Stock | 20,300 | 4,051 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $119.76 to $119.94. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.