SEC Form 4 · accession 0001127602-17-008878
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Franklin Spence III
Officer — EVP & General Counsel
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | S | 3,817 | $122.36 | D | 20,445 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | In Trust | |
| Common StockF2 | holding | — | — | — | 935 | I | In Trust for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. In its Form 10-K filed on February 16, 2017, the Issuer previously disclosed the potential for executive sales of common stock, including through Rule 10b5-1 trading plans.
- F2The Reporting Person disclaims beneficial ownership of these shares.