SEC Form 4 · accession 0001127602-17-008843
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy F Bessette
Officer — EVP and Chief Admin Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | M | 14,100 | $80.35 | A | 30,165 | D | |
| Common StockF1 | Feb 24, 2017 | S | 14,100 | $122.232 | D | 16,065 | D | |
| Common Stock | Feb 24, 2017 | G | 1,020 | $0.00 | D | 15,045 | D | |
| Common Stock | holding | — | — | — | 1,407 | I | 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 22 | I | By Reporting Person as Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $80.35 | Feb 24, 2017 | M | 14,100 | D | Feb 4, 2017 | Feb 4, 2024 | Common Stock | 14,100 | 8,259 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $122.21 to $122.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Reporting Person disclaims beneficial ownership of these shares.