SEC Form 4 · accession 0001127602-17-007969
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Clifford Jr.
Officer — EVP & Chief HR Officer
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 1:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 18,294 | $80.35 | A | 23,302 | D | |
| Common StockF1 | Feb 21, 2017 | S | 18,294 | $121.251 | D | 5,008 | D | |
| Common Stock | holding | — | — | — | 13,000 | I | In Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $80.35 | Feb 21, 2017 | M | 18,294 | D | Feb 4, 2017 | Feb 4, 2024 | Common Stock | 18,294 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $121.18 to $121.33. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.