SEC Form 4 · accession 0001127602-17-006551
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Heyman
Officer — Vice Chairman & Chief Inv Off
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 2,000 | $78.65 | A | 230,254 | D | |
| Common Stock | Feb 14, 2017 | S | 2,000 | $120.25 | D | 228,254 | D | |
| Common Stock | Feb 15, 2017 | M | 4,000 | $78.65 | A | 232,254 | D | |
| Common StockF1 | Feb 15, 2017 | S | 4,000 | $120.70 | D | 228,254 | D | |
| Common Stock | holding | — | — | — | 1,414 | I | 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 2,256 | I | Held By Spouse | |
| Common StockF2 | holding | — | — | — | 250 | I | In Trust For Stepson |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $78.65 | Feb 14, 2017 | M | 2,000 | D | Feb 5, 2016 | Feb 5, 2023 | Common Stock | 2,000 | 16,000 | D |
| Stock Options (Right to Buy) | $78.65 | Feb 15, 2017 | M | 4,000 | D | Feb 5, 2016 | Feb 5, 2023 | Common Stock | 4,000 | 12,000 | D |
Explanation of responses
- F1Represents the weighted average sales price for increments ranging from $120.65 to $120.75. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Reporting Person disclaims beneficial ownership of these shares.