SEC Form 4 · accession 0001127602-17-000164
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Shepard
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 3, 2017 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2016 | A | 317 | $122.42 | A | 28,630 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.
- F2Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 154.115 deferred common stock units acquired on December 30, 2016 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above.