SEC Form 4 · accession 0001127602-16-068640
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Heyman
Officer — Vice Chairman & Chief Inv Off
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | M | 1,000 | $78.65 | A | 229,254 | D | |
| Common Stock | Nov 28, 2016 | S | 1,000 | $114.00 | D | 228,254 | D | |
| Common Stock | holding | — | — | — | 1,407 | I | 401(k) Plan | |
| Common StockF1 | holding | — | — | — | 2,256 | I | Held By Spouse | |
| Common StockF1 | holding | — | — | — | 250 | I | In Trust For Stepson |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $78.65 | Nov 28, 2016 | M | 1,000 | D | Feb 5, 2016 | Feb 5, 2023 | Common Stock | 1,000 | 29,000 | D |
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these shares.