SEC Form 4 · accession 0001127602-16-059073
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian W Maclean
Officer — President & COO
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | M | 38,507 | $52.76 | A | 145,001 | D | |
| Common StockF1 | Jul 29, 2016 | S | 31,907 | $116.725 | D | 113,094 | D | |
| Common StockF2 | Jul 29, 2016 | S | 6,600 | $117.447 | D | 106,494 | D | |
| Common Stock | holding | — | — | — | 629 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $52.76 | Jul 29, 2016 | M | 38,507 | D | Feb 6, 2010 | Feb 6, 2017 | Common Stock | 38,507 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $116.24 to $117.23. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Represents the weighted average sales price for price increments ranging from $117.28 to $117.65. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.