SEC Form 4 · accession 0001127602-16-053688
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Clifford Jr.
Officer — EVP, Human Resources
Period of report
May 26, 2016
Accepted (ET)
May 27, 2016 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2016 | M | 15,798 | $78.65 | A | 20,806 | D | |
| Common StockF1 | May 26, 2016 | S | 15,798 | $113.467 | D | 5,008 | D | |
| Common Stock | holding | — | — | — | 13,000 | I | In Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $78.65 | May 26, 2016 | M | 15,798 | D | Feb 5, 2016 | Feb 5, 2023 | Common Stock | 15,798 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $113.24 to $113.67. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.