SEC Form 4 · accession 0001127602-16-052447
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy F Bessette
Officer — EVP and Chief Admin Officer
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | G | 1,140 | $0.00 | D | 17,734 | D | |
| Common Stock | May 16, 2016 | M | 15,000 | $78.65 | A | 32,734 | D | |
| Common StockF1 | May 16, 2016 | S | 15,000 | $112.547 | D | 17,734 | D | |
| Common Stock | holding | — | — | — | 1,384 | I | 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 22 | I | By Reporting Person as Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $78.65 | May 16, 2016 | M | 15,000 | D | Feb 5, 2016 | Feb 5, 2023 | Common Stock | 15,000 | 5,479 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $112.36 to $112.68. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Reporting Person disclaims beneficial ownership of these shares.