SEC Form 4 · accession 0001127602-16-042618
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Franklin Spence III
Officer — EVP & General Counsel
Period of report
Feb 19, 2016
Accepted (ET)
Feb 22, 2016 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 19, 2016 | S | 4,009 | $108.323 | D | 6,379 | D | |
| Common Stock | holding | — | — | — | 2,885 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 25,000 | I | In Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale transaction reported on this Form 4 was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. In its Form 10-K filed on February 11, 2016, the Issuer previously disclosed the potential for executive sales of common stock, including through Rule 10b5-1 trading plans.
- F2Represents the weighted average sales price for price increments ranging from $108.11 to $108.63 The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.