SEC Form 4 · accession 0001127602-16-039557
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Fishman
Officer — Exec. Chairman of the Board · Director
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | G | 1 | $0.00 | A | 374,323 | D | |
| Common Stock | holding | — | — | — | 1,405 | I | 401(k) Plan | |
| Common StockF1 | holding | — | — | — | 24,288 | I | In trusts for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $106.03 | Feb 2, 2016 | A | 331,825 | A | Feb 2, 2019 | Feb 2, 2026 | Common Stock | 331,825 | 331,825 | D |
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these shares.