SEC Form 4 · accession 0001127602-15-032248

TRAVELERS COMPANIES, INC. · TRV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman & Chief Inv Off

Period of report

Nov 19, 2015

Accepted (ET)

Nov 23, 2015 · 2:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000086312

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 19, 2015	M	6,000	$59.74	A	223,579	D
Common Stock^F1	Nov 19, 2015	S	6,000	$114.975	D	217,579	D
Common Stock	Nov 20, 2015	M	12,000	$59.74	A	229,579	D
Common Stock^F2	Nov 20, 2015	S	12,000	$115.7875	D	217,579	D
Common Stock	holding	—	—		—	1,376	I	401(k) Plan
Common Stock^F3	holding	—	—		—	2,256	I	Held By Spouse
Common Stock^F3	holding	—	—		—	250	I	In Trust For Stepson

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)	$59.74	Nov 19, 2015	M	6,000	D	Feb 7, 2015	Feb 7, 2022	Common Stock	6,000	20,228	D
Stock Options (Right to Buy)	$59.74	Nov 20, 2015	M	12,000	D	Feb 7, 2015	Feb 7, 2022	Common Stock	12,000	8,228	D

F1Represents the weighted average sales price for increments ranging from $114.85 to $115.10. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2Represents the weighted average sales price for increments ranging from $115.35 to $116.30. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3The Reporting Person disclaims beneficial ownership of these shares.