SEC Form 4 · accession 0001127602-15-031475

TRAVELERS COMPANIES, INC. · TRV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman

Period of report

Nov 12, 2015

Accepted (ET)

Nov 16, 2015 · 3:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000086312

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 12, 2015	S	3,500	$113.83	D	10,553	D
Common Stock	Nov 12, 2015	M	2,960	$56.81	A	13,513	D
Common Stock	Nov 12, 2015	S	2,960	$113.83	D	10,553	D
Common Stock	Nov 12, 2015	M	11,900	$59.74	A	22,453	D
Common Stock^F2	Nov 12, 2015	S	11,900	$113.444	D	10,553	D
Common Stock	holding	—	—		—	303	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)	$56.81	Nov 12, 2015	M	2,960	D	Feb 1, 2014	Feb 1, 2021	Common Stock	2,960	0	D
Stock Options (Right to Buy)	$59.74	Nov 12, 2015	M	11,900	D	Feb 7, 2015	Feb 7, 2022	Common Stock	11,900	47,705	D

F1The sale transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. In its Form 10-Q filed on October 20, 2015, the Issuer previously disclosed the potential for executive sales of common stock, including through Rule 10b5-1 trading plans.
F2Represents the weighted average sales price for price increments ranging from $113.16 to $113.92. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.