SEC Form 4 · accession 0001127602-15-029745
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Franklin Spence III
Officer — EVP & General Counsel
Period of report
Oct 27, 2015
Accepted (ET)
Oct 29, 2015 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | M | 12,766 | $59.74 | A | 19,145 | D | |
| Common StockF1 | Oct 27, 2015 | S | 12,766 | $113.235 | D | 6,379 | D | |
| Common Stock | holding | — | — | — | 2,871 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 25,000 | I | In Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $59.74 | Oct 27, 2015 | M | 12,766 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 12,766 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $113.18 to $113.26. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.