SEC Form 4 · accession 0001127602-15-029582
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Heyman
Officer — Vice Chairman & Chief Inv Off
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 9:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | M | 6,000 | $59.74 | A | 223,579 | D | |
| Common StockF1 | Oct 23, 2015 | S | 6,000 | $112.82 | D | 217,579 | D | |
| Common Stock | holding | — | — | — | 1,377 | I | 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 2,256 | I | Held By Spouse | |
| Common StockF2 | holding | — | — | — | 250 | I | In Trust For Stepson |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $59.74 | Oct 23, 2015 | M | 6,000 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 6,000 | 47,228 | D |
Explanation of responses
- F1Represents the weighted average sales price for increments ranging from $112.78 to $112.90. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Reporting Person disclaims beneficial ownership of these shares.