SEC Form 4 · accession 0001127602-15-024668
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Clifford Jr.
Officer — EVP, Human Resources
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2015 | G | 150 | $0.00 | D | 5,127 | D | |
| Common StockF1 | Aug 10, 2015 | M | 7,352 | $59.74 | A | 12,479 | D | |
| Common StockF2,F1 | Aug 10, 2015 | S | 7,352 | $106.23 | D | 5,127 | D | |
| Common StockF1 | holding | — | — | — | 13,000 | I | In Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $59.74 | Aug 10, 2015 | M | 7,352 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 7,352 | 0 | D |
Explanation of responses
- F1Reflects the transfer of shares previously held directly by the Reporting Person to a trust. Such shares are now held indirectly.
- F2Represents the weighted average sales price for price increments ranging from $106.22 to $106.26. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.