SEC Form 4 · accession 0001127602-15-024546
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Benet
Officer — Vice Chairman and CFO
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 12:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | G | 968 | $0.00 | D | 9,749 | I | In Trusts |
| Common Stock | Aug 7, 2015 | M | 6,851 | $39.19 | A | 61,569 | D | |
| Common Stock | Aug 7, 2015 | S | 6,851 | $105.25 | D | 54,718 | D | |
| Common Stock | holding | — | — | — | 805 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $39.19 | Aug 7, 2015 | M | 6,851 | D | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 6,851 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's Form 10-Q filed on July 21, 2015 with the Securities and Exchange Commission.