SEC Form 4 · accession 0001127602-15-024545
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Franklin Spence III
Officer — EVP & General Counsel
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 12:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 10,259 | $56.81 | A | 16,638 | D | |
| Common StockF1 | Aug 7, 2015 | S | 10,259 | $105.01 | D | 6,379 | D | |
| Common Stock | Aug 7, 2015 | M | 10,000 | $59.74 | A | 16,379 | D | |
| Common StockF2 | Aug 7, 2015 | S | 10,000 | $104.985 | D | 6,379 | D | |
| Common Stock | holding | — | — | — | 25,000 | I | In Trust | |
| Common Stock | holding | — | — | — | 2,853 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $56.81 | Aug 7, 2015 | M | 10,259 | D | Feb 1, 2014 | Feb 1, 2021 | Common Stock | 10,259 | 0 | D |
| Stock Options (Right to Buy) | $59.74 | Aug 7, 2015 | M | 10,000 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 10,000 | 12,766 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $104.96 to $105.09. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sales price for price increments ranging from $104.95 to $105.08. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.