SEC Form 4 · accession 0001127602-15-018210
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy F Bessette
Officer — EVP and Chief Admin Officer
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2015 | S | 4,075 | $103.215 | D | 25,944 | D | |
| Common Stock | May 21, 2015 | M | 10,782 | $59.74 | A | 36,726 | D | |
| Common StockF2 | May 21, 2015 | S | 10,782 | $103.262 | D | 25,944 | D | |
| Common Stock | holding | — | — | — | 1,353 | I | 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 22 | I | By Reporting Person as Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $59.74 | May 21, 2015 | M | 10,782 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 10,782 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $103.21 to $103.22. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sales price for price increments ranging from $103.25 to $103.31. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The Reporting Person disclaims beneficial ownership of these shares.