SEC Form 4 · accession 0001127602-15-015538
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Fishman
Officer — Chairman & Chief Exec. Officer · Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 27, 2015 | S | 13,600 | $104.115 | D | 465,722 | D | |
| Common StockF3 | Apr 27, 2015 | S | 11,400 | $104.981 | D | 454,322 | D | |
| Common Stock | Apr 27, 2015 | M | 101,638 | $52.76 | A | 555,960 | D | |
| Common StockF4 | Apr 27, 2015 | S | 101,638 | $103.443 | D | 454,322 | D | |
| Common Stock | holding | — | — | — | 1,381 | I | 401(k) Plan | |
| Common StockF5 | holding | — | — | — | 24,288 | I | In trusts for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $52.76 | Apr 27, 2015 | M | 101,638 | D | Feb 6, 2010 | Feb 6, 2017 | Common Stock | 101,638 | 0 | D |
Explanation of responses
- F1The sale transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in the Issuer's most recent Form 10-Q filed on April 21, 2015 with the Securities and Exchange Commission.
- F2Represents the weighted average sales price for price increments ranging from $103.70 to $104.69. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average sales price for price increments ranging from $104.70 to $105.37. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average sales price for price increments ranging from $103.06 to $103.86. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5The Reporting Person disclaims beneficial ownership of these shares.