SEC Form 4 · accession 0001127602-15-009071
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Russell
Officer — SVP & Controller
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 9,766 | $51.09 | A | 30,004 | D | |
| Common StockF1 | Feb 26, 2015 | S | 9,766 | $108.0004 | D | 20,238 | D | |
| Common Stock | holding | — | — | — | 321 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $51.09 | Feb 26, 2015 | M | 9,766 | D | Feb 2, 2013 | Feb 2, 2020 | Common Stock | 9,766 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $108.00 to $108.01. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.