SEC Form 4 · accession 0001127602-15-007648
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy F Bessette
Officer — EVP and Chief Admin Officer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 23, 2015 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 7,207 | $56.81 | A | 37,226 | D | |
| Common StockF1 | Feb 20, 2015 | S | 7,207 | $107.871 | D | 30,019 | D | |
| Common Stock | Feb 20, 2015 | M | 18,193 | $59.74 | A | 48,212 | D | |
| Common StockF2 | Feb 20, 2015 | S | 18,193 | $107.913 | D | 30,019 | D | |
| Common Stock | holding | — | — | — | 1,347 | I | 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 22 | I | By Reporting Person as Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $56.81 | Feb 20, 2015 | M | 7,207 | D | Feb 1, 2014 | Feb 1, 2021 | Common Stock | 7,207 | 0 | D |
| Stock Options (Right to Buy) | $59.74 | Feb 20, 2015 | M | 18,193 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 18,193 | 10,782 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $107.87 to $107.88. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sales price for price increments ranging from $107.77 to $108.04. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The Reporting Person disclaims beneficial ownership of these shares.