SEC Form 4 · accession 0001127602-15-005910
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian W Maclean
Officer — President & COO
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2015 | M | 3,600 | $44.79 | A | 87,649 | D | |
| Common StockF1 | Feb 12, 2015 | S | 3,600 | $107.933 | D | 84,049 | D | |
| Common Stock | holding | — | — | — | 609 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 40 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $44.79 | Feb 12, 2015 | M | 3,600 | D | Feb 6, 2009 | Feb 6, 2016 | Common Stock | 3,600 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $107.93 to $107.94. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.