SEC Form 4 · accession 0001127602-15-005497
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Clifford Jr.
Officer — EVP, Human Resources
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 7,300 | $59.74 | A | 20,692 | D | |
| Common StockF1 | Feb 9, 2015 | S | 7,300 | $106.026 | D | 13,392 | D | |
| Common Stock | Feb 10, 2015 | M | 7,700 | $59.74 | A | 21,092 | D | |
| Common StockF2 | Feb 10, 2015 | S | 7,700 | $106.082 | D | 13,392 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $59.74 | Feb 9, 2015 | M | 7,300 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 7,300 | 15,052 | D |
| Stock Options (Right to Buy) | $59.74 | Feb 10, 2015 | M | 7,700 | D | Feb 7, 2015 | Feb 7, 2022 | Common Stock | 7,700 | 7,352 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $106.00 to $106.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sales price for price increments ranging from $106.00 to $106.30. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.