SEC Form 4 · accession 0001127602-15-004592
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Heyman
Officer — Vice Chairman & Chief Inv Off
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | M | 12,500 | $56.81 | A | 217,669 | D | |
| Common StockF1 | Feb 4, 2015 | S | 12,500 | $106.93 | D | 205,169 | D | |
| Common Stock | holding | — | — | — | 1,353 | I | 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 2,256 | I | Held By Spouse | |
| Common StockF2 | holding | — | — | — | 250 | I | In Trust For Stepson |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $106.04 | Feb 3, 2015 | A | 66,522 | A | Feb 3, 2018 | Feb 3, 2025 | Common Stock | 66,522 | 66,522 | D |
| Stock Options (Right to Buy) | $56.81 | Feb 4, 2015 | M | 12,500 | D | Feb 1, 2014 | Feb 1, 2021 | Common Stock | 12,500 | 35,848 | D |
Explanation of responses
- F1Represents the weighted average sales price for increments ranging from $106.56 to $107.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Reporting Person disclaims beneficial ownership of these shares.