SEC Form 4 · accession 0000899243-17-003872
TRAVELERS COMPANIES, INC. · TRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Schnitzer
Officer — Chief Executive Officer · Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2016 | G | 4,250 | $0.00 | D | 100,836 | D | |
| Common Stock | Feb 13, 2017 | M | 75,121 | $51.09 | A | 175,957 | D | |
| Common Stock | Feb 13, 2017 | S | 75,121 | $117.49 | D | 100,836 | D | |
| Common StockF2 | Jul 26, 2016 | G | 1,290 | $0.00 | A | 13,147 | I | By Spouse |
| Common StockF2 | holding | — | — | — | 93 | I | By Reporting Person As Custodian For Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $118.78 | Feb 9, 2017 | A | 222,901 | A | Feb 9, 2020 | Feb 9, 2027 | Common Stock | 222,901 | 222,901 | D |
| Stock Options (Right to Buy) | $51.09 | Feb 13, 2017 | M | 75,121 | D | Feb 2, 2013 | Feb 2, 2020 | Common Stock | 75,121 | 0 | D |
Explanation of responses
- F1Gift made to charitable organization.
- F2The Reporting Person disclaims beneficial ownership of these securities.