SEC Form 5 · accession 0001127602-19-001984
ARTESIAN RESOURCES CORP · ARTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thaeder
Officer — Senior Vice President
Period of report
Dec 31, 2018
Accepted (ET)
Jan 15, 2019 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863110
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-voting Common Stock | Nov 21, 2018 | J | 99 | $36.16 | A | 26,092 | D | |
| Class A Non-voting Common Stock | May 25, 2018 | J | 94 | $37.40 | A | 26,092 | D | |
| Class A Non-voting Common Stock | Aug 24, 2018 | J | 92 | $38.36 | A | 26,092 | D | |
| Class A Non-voting Common StockF2 | Dec 31, 2018 | J | 1,206 | $0.00 | D | 5,469 | I | 401k Plan |
| Class A Non-voting Common Stock | Feb 23, 2018 | J | 99 | $34.54 | A | 26,092 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1aquisition through dividend reinvestment plan
- F2Reporting balance of Artesian stock held in 401K plan which was acquired through employee payroll deferrals