SEC Form 4 · accession 0001127602-17-033578
ARTESIAN RESOURCES CORP · ARTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dian C Taylor
Officer — C.E.O. President · Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 9:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000863110
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-voting Common Stock | Nov 30, 2017 | X | 2,048 | $18.43 | A | 95,319 | D | |
| Class A Non-voting Common Stock | Nov 30, 2017 | S | 2,048 | $42.3601 | D | 93,271 | D | |
| Class A Non-voting Common Stock | Nov 30, 2017 | X | 6,750 | $15.26 | A | 100,021 | D | |
| Class A Non-voting Common Stock | Nov 30, 2017 | S | 6,750 | $42.3601 | D | 93,271 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $18.43 | Nov 30, 2017 | X | 2,048 | D | May 14, 2009 | May 14, 2018 | Class A Non-voting Common Stock | 2,048 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $15.26 | Nov 30, 2017 | X | 6,750 | D | May 19, 2010 | May 19, 2019 | Class A Non-voting Common Stock | 6,750 | 0 | D |